Investment Management Legal And Regulatory Update – April 2022 – Securities

Supporting Our Nation's Veterans Through Career Guidance - Diversity, Equity & Inclusion

LATEST DEVELOPMENTS SEC Issues 2022 Examination Priorities The SEC’s Division of Examinations (Division) recently released its 2022 examination priorities. The Division’s Acting Director, Richard R. Best, stated, “[i]n this time of heightened market volatility, our priorities are tailored to focus on emerging issues, such as crypto-assets and expanding information security threats, as well as core … Read more